+159. There are many scenarios under which an investment firm may wind-down. While performing their …

159. There are many scenarios under which an investment firm may wind-down. While performing their …

There are many scenarios under which an investment firm may wind-down. While performing their analysis, competent authorities should focus on one or more scenarios under which the investment firm becomes unviable and is compelled to wind-down its business. Some typical scenarios that may be considered by competent authorities are:

  • a. significant financial losses due to severe market fluctuations; and
  • b. loss of critical infrastructure that are impossible to timely replace.

1. Pārskats

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Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/