354. Competent authorities should assess whether the investment firm has an appropriate …

Competent authorities should assess whether the investment firm has an appropriate organisational framework for liquidity risk management, measurement and control functions. Competent authorities should take into account all of the following criteria:

• a. whether the liquidity risk control and monitoring systems and processes are controlled by independent control functions; and
• b. whether the risk management, measurement and control functions cover liquidity risk in the investment firm, and in particular all areas where liquidity risk can be taken, mitigated or monitored.

Liquidity risk internal control framework

1. Pārskats

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

3. Saistītie standarti

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