+Article 15 5.

Article 15 5.

The Commission shall adopt, by means of delegated acts in accordance with Article 56 and subject to the conditions of Articles 57 and 58, measures specifying:

(a) 

the risk management systems to be employed by AIFMs in relation to the risks which they incur on behalf of the AIFs that they manage;

(b) 

the appropriate frequency of review of the risk management system;

(c) 

how the risk management function is to be functionally and hierarchically separated from the operating units, including the portfolio management function;

(d) 

specific safeguards against conflicts of interest referred to in the second subparagraph of paragraph 1;

(e) 

the requirements referred to in paragraph 3.

The measures specifying the risk-management systems referred to in point (a) of the first subparagraph shall ensure that the AIFMs are prevented from relying solely or mechanistically on credit ratings, as referred to in the first subparagraph of paragraph 2, for assessing the creditworthiness of the AIFs’ assets.

1. Pārskats

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Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība