+Artikolu 3 3.
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Artikolu 3 3.
L-Istati Membri għandhom jiżguraw li d-ditti tal-investiment ma jiddepożitawx strumenti finanzjarji miżmuma f'isem il-klijenti ma' parti terza f'pajjiż terz li ma jirregolax iż-żamma u s-salvagwardja tal-istrumenti finanzjarji f'isem persuna oħra sakemm ma tiġix issodisfata waħda mill-kundizzjonijiet li ġejjin:
(a)
in-natura tal-istrumenti finanzjarji jew tas-servizzi ta' investiment konnessi ma' dawk l-istrumenti jeħtieġu li dawn ikunu depożitati ma' parti terza f'dak il-pajjiż terz;
(b)
fejn l-istrumenti finanzjarji huma miżmuma f'isem klijent professjonali, dak il-klijent jitlob lid-ditta bil-miktub biex tiddepożitahom ma' parti terza f'dak il-pajjiż terz.
1. Ħarsa ġenerali
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Regolamentazzjoni |
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1.1 Referenzi
1.2 Rekwiżiti identifikati
1.3 Standards relatati
2. Rekwiżiti identifikati
3. Standards relatati
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