+Artikolu 10 8.
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Artikolu 10 8.
L-Istati Membri għandhom jeħtieġu li d-ditti tal-investiment jiżguraw li l-korp maniġerjali jkollu kontroll effettiv fuq il-proċess ta' governanza tal-prodotti tad-ditta biex jiddeterminaw il-firxa ta' prodotti ta' investiment li joffru jew jirrakkomandaw u s-servizzi pprovduti lis-swieq fil-mira rispettivi. Id-ditti tal-investiment għandhom jiżguraw li r-rapporti dwar il-konformità lill-korp maniġerjali jinkludu sistematikament l-informazzjoni dwar il-prodotti li joffru jew jirrakkomandaw u s-servizzi pprovduti. Ir-rapporti dwar il-konformità għandhom ikunu disponibbli għall-awtoritajiet kompetenti jekk dawn jitolbuhom.
1. Ħarsa ġenerali
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Regolamentazzjoni |
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1.1 Referenzi
1.2 Rekwiżiti identifikati
1.3 Standards relatati
2. Rekwiżiti identifikati
3. Standards relatati
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