+Artikolu 11 4.

Artikolu 11 4.

Id-ditti tal-investiment għandhom ikollhom evidenza li kull tariffia, kummissjoni jew benefiċċju mhux monetarju mħallas jew riċevut mid-ditta huma mfasslin biex itejbu l-kwalità tas-servizz rilevanti lill-klijent:

(a) 

billi jżommu lista interna tat-tariffi, kummissjonijiet u benefiċċji mhux monetarji kollha riċevuti mid-ditta tal-investiment minn parti terza relatati mal-provvista ta' servizzi ta' investiment jew anċillari; u

(b) 

billi jirreġistraw kif it-tariffi, kummissjonjiet u benefiċċji mhux monetarji mħallsa jew riċevuti mid-ditta tal-investiment, jew li beħsieba tuża, itejbu l-kwalità tas-servizzi pprovduti lill-klijenti rilevanti u l-passi meħudin sabiex ma jiġix affettwat ħażin id-dover tad-ditta li taġixxi b'mod onest, ġust u professjonali skont l-aħjar interessi tal-klijent.

1. Ħarsa ġenerali

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1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards
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