+Artikolu 22 1.

Artikolu 22 1.

Id-ditti tal-investiment għandhom jistabbilixxu, jimplimentaw u jżommu politiki u proċeduri adegwati maħsuba biex jittraċċjaw kull riskju ta' nuqqas mid-ditta li tikkonforma mal-obbligi tagħha skont id-Direttiva 2014/65/UE, kif ukoll ir-riskji assoċjati, u jqiegħdu fis-seħħ miżuri u proċeduri adegwati maħsuba biex jimminimizzaw dan ir-riskju u biex jippermettu lill-awtoritajiet kompetenti jeżerċitaw is-setgħat tagħhom b'mod effettiv taħt dik id-Direttiva.

Id-ditti tal-investiment iqisu n-natura, l-iskala u l-kumplessità tan-negozju tad-ditta, u n-natura u l-firxa ta' servizzi u attivitajiet tal-investiment li jidħlu għalihom matul dak in-negozju.

1. Ħarsa ġenerali

Titlu	Regolamentazzjoni

1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti
Sors	Rekwiżit

3. Standards relatati

Standards
Sors	Rekwiżit

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