+Artikolu 37 3.

Artikolu 37 3.

Id-ditti tal-investiment li jqassmu r-riċerka fl-investiment prodotta minn persuna oħra lill-pubbliku jew lill-klijenti għandhom ikunu eżenti milli jikkonformaw mal-paragrafu 1 jekk jiġu ssodisfati l-kriterji li ġejjin:

(a) 

il-persuna li tipproduċi r-riċerka fl-investiment ma tkunx membru tal-grupp li tappartjeni għalih id-ditta tal-investiment;

(b) 

id-ditta tal-investiment ma timmodifikax sostanzjalment ir-rakkomandazzjonijiet fir-riċerka fl-investiment;

(c) 

id-ditta tal-investiment ma tippreżentax ir-riċerka fl-investiment bħala prodotta minnha stess;

(d) 

id-ditta tal-investiment tivverifika li l-produttur tar-riċerka hu soġġett għal rekwiżiti ekwivalenti għar-rekwiżiti skont dan ir-Regolament fir-rigward tal-produzzjoni ta' dik ir-riċerka, jew tkun stabbilixxiet politika li tistabbilixxi dawn ir-rekwiżiti.

1. Ħarsa ġenerali

,

1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards
  • Builddate: 02.08.2022 00:00:00 -Doknr: CELEX:32017R0565
  • EULAW -

    EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

    DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.