+Artikolu 41 1.
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Artikolu 41 1.
Id-ditti tal-investiment għandu jkollhom fis-seħħ sistemi, kontrolli u proċeduri biex jidentifikaw u jimmaniġġjaw il-kunflitti ta' interess li jirriżultaw mill-għoti ta' servizz tal-investiment lill-klijent tal-investiment sabiex jipparteċipa f'offerta ġdida, fejn id-ditta tal-investiment tirċievi kummissjonijiet, drittijiet jew kwalunkwe benefiċċju monetarju jew mhux monetarju fir-rigward tal-arranġament tal-offerta. Kwalunkwe kommissjoni, dritt jew benefiċċju monetarju jew mhux monetarju għandhom jikkonformaw mar-rekwiżiti fl-Artikolu 24(7), 24(8) u 24(9) tad-Direttiva 2014/65/UE u għandhom jiġu ddokumentati fil-politiki tad-ditta tal-investiment dwar il-kunflitt ta' interess u għandhom jiġu riflessi fil-ftehimiet tal-kumpanija dwar l-inċentivi.
1. Ħarsa ġenerali
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Regolamentazzjoni |
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1.1 Referenzi
1.2 Rekwiżiti identifikati
1.3 Standards relatati
2. Rekwiżiti identifikati
3. Standards relatati
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