+Artikolu 54 10.

Artikolu 54 10.

Meta tipprovdi s-servizz ta’ investiment ta’ konsulenza b’rabta mal-investimenti jew ta’ ġestjoni tal-portafoll, id-ditta tal-investiment la għandha tirrakkomanda u lanqas tiddeċiedi li tinnegozja jekk l-ebda servizz jew strument ma jkun adegwat għall-klijent.

Ditta tal-investiment ma għandhiex tirrakkomanda strumenti finanzjarji jew tiddeċiedi li tinnegozja b’tali strumenti bħala li jissodisfaw il-preferenzi tas-sostenibbiltà ta’ klijent jew klijent potenzjali meta dawn l-istrumenti finanzjarji ma jissodisfawx dawk il-preferenzi. Id-ditta tal-investiment għandha tispjega lill-klijenti jew lill-klijenti potenzjali r-raġunijiet għaliex ma għamlitx dan, u żżomm rekords ta’ dawn ir-raġunijiet.

Jekk l-ebda strument finanzjarju ma jissodisfa l-preferenzi tas-sostenibbiltà tal-klijent jew tal-klijent potenzjali, u l-klijent jiddeċiedi li jadatta l-preferenzi tas-sostenibbiltà, id-ditta tal-investiment għandha żżomm rekords tad-deċiżjoni tal-klijent, inklużi r-raġunijiet għal dik id-deċiżjoni.

1. Ħarsa ġenerali

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1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards
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