+Artikolu 54 11.
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Artikolu 54 11.
Meta jipprovdu konsulenza tal-investiment jew servizzi ta' mmaniġġjar ta' portafolji li jinvolvu t-tibdil ta' investimenti, jew permezz tal-bejgħ ta' strument u x-xiri ta' ieħor jew billi jeżerċitaw dritt li jagħmlu bidla fir-rigward ta' strument eżistenti, id-ditti tal-investiment għandhom jiġbru l-informazzjoni meħtieġa dwar l-investimenti eżistenti tal-klijent u l-investimenti ġodda rrakkomandati u għandhom iwettqu analiżi tal-ispejjeż u l-benefiċċji tat-tibdil, b'tali mod li huma kapaċi b'mod raġonevoli juru li l-benefiċċji tat-tibidil huma akbar mill-ispejjeż.
1. Ħarsa ġenerali
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Regolamentazzjoni |
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1.1 Referenzi
1.2 Rekwiżiti identifikati
1.3 Standards relatati
2. Rekwiżiti identifikati
3. Standards relatati
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