+Artikolu 109 5.

Artikolu 109 5.

B'deroga mill-paragrafu 4 ta' dan l-Artikolu, u sabiex tiġi evitata ċ-ċirkomvenzjoni tar-regoli stabbiliti fl-Artikoli 92, 94 u 95, l-Istati Membri għandhom jiżguraw li r-rekwiżiti stipulati fl-Artikoli 92, 94 u 95 japplikaw għall-membri tal-persunal tas-sussidjarji li mhumiex soġġetti għal din id-Direttiva fuq bażi individwali fejn:

(a) 

is-sussidjarja jew huwa kumpannija tal-ġestjoni tal-assi, jew impriża li tipprovdi s-servizzi u l-attivitajiet ta' investiment elenkati fil-punti (2), (3), (4), (6) u (7) tat-Taqsima A tal-Anness I tad-Direttiva 2014/65/UE; u

(b) 

dawk il-membri tal-persunal ingħataw mandat biex iwettqu attivitajiet professjonali li għandhom impatt materjali dirett fuq il-profil tar-riskju jew in-negozju tal-istituzzjonijiet fi ħdan il-grupp.

1. Ħarsa ġenerali

,

1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards
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