+Article 60 7.

Article 60 7.

For the purposes of paragraphs 1 to 6, the following information shall be notified:

(a) 

a programme of operations setting out the types of crypto-asset services that the applicant crypto-asset service provider intends to provide, including where and how those services are to be marketed;

(b) 

a description of:

(i) 

the internal control mechanisms, policies and procedures to ensure compliance with the provisions of national law transposing Directive (EU) 2015/849;

(ii) 

the risk assessment framework for the management of money laundering and terrorist financing risks; and

(iii) 

the business continuity plan;

(c) 

the technical documentation of the ICT systems and security arrangements, and a description thereof in non-technical language;

(d) 

a description of the procedure for the segregation of clients’ crypto-assets and funds;

(e) 

a description of the custody and administration policy, where it is intended to provide custody and administration of crypto-assets on behalf of clients;

(f) 

a description of the operating rules of the trading platform and of the procedures and system to detect market abuse, where it is intended to operate a trading platform for crypto-assets;

(g) 

a description of the non-discriminatory commercial policy governing the relationship with clients as well as a description of the methodology for determining the price of the crypto-assets they propose to exchange for funds or other crypto-assets, where it is intended to exchange crypto-assets for funds or other crypto-assets;

(h) 

a description of the execution policy, where it is intended to execute orders for crypto-assets on behalf of clients;

(i) 

evidence that the natural persons giving advice on behalf of the applicant crypto-asset service provider or managing portfolios on behalf of the applicant crypto-asset service provider have the necessary knowledge and expertise to fulfil their obligations, where it is intended to provide advice on crypto-assets or provide portfolio management on crypto-assets;

(j) 

whether the crypto-asset service relates to asset-referenced tokens, e-money tokens or other crypto-assets;

(k) 

information on the manner in which such transfer services will be provided, where it is intended to provide transfer services for crypto-assets on behalf of clients.

1. Ħarsa ġenerali

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1.1 Referenzi

1.2 Rekwiżiti identifikati

1.3 Standards relatati

2. Rekwiżiti identifikati

Rekwiżiti

3. Standards relatati

Standards