+Article 7 (d)

Article 7 (d)

verify whether for each trading desk, the institution has identified one or two head dealers, and that where two head dealers have been appointed, they either have roles, responsibilities, and authorities that are clearly separated, or one has ultimate oversight over the other;

1. Przegląd

,

1.1 Odwołania

1.2 Zidentyfikowane wymagania

1.3 Powiązane normy

2. Zidentyfikowane wymagania

Wymagania

3. Powiązane normy

Normy