+Artigo 76.o 6.

Artigo 76.o 6.

Para controlar a conformidade com os registos em matéria de gravação e manutenção de registos nos termos do artigo 16.o, n.o 7, da Diretiva 2014/65/UE, as empresas de investimento devem supervisionar periodicamente os registos de transações e de ordens sujeitos a esses requisitos, incluindo as conversas pertinentes. Essa supervisão deve basear-se nos riscos e ser proporcionada.

1. Visão geral

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1.1 Referências

1.2 Requisitos identificados

1.3 Normas relacionadas

2. Requisitos identificados

Requisitos

3. Normas relacionadas

Normas
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