93. Competent authorities should consider using off-site reviews in those instances where a less …

Competent authorities should consider using off-site reviews in those instances where a less intrusive supervisory approach might be sufficient, or in cases where subjects of assessment are exposed to low levels of ML/TF risk. Off-site reviews primarily involve a desk-based review of the subjects of assessment’s written AML/CFT policies and procedures and the risk assessment, but does not involve an in-depth assessment of how effectively these policies and procedures have been implemented in practice by the subject of assessment. Off-site reviews may also be considered as a preliminary step to more thorough reviews through on-site inspections that would complement off-site work, or may be used in combination with other supervisory tools.

•  A1

1. Visão geral

1.1 Referências

1.2 Requisitos identificados

1.3 Normas relacionadas

2. Requisitos identificados

3. Normas relacionadas

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/