+Articolul 40 Proceduri menite să împiedice eludarea de către firmele de investiții a cerinței de fonduri proprii calculate pe baza factorului K-CON
---+Article 40 1.
---+Article 40 2.

Articolul 40 Proceduri menite să împiedice eludarea de către firmele de investiții a cerinței de fonduri proprii calculate pe baza factorului K-CON

1. Prezentare generală

,
Article 40 1.
Investment firms shall not temporarily transfer exposures exceeding the limit laid down in Article 37(1) to another company, whether within the same group or not, or enter into artificial transactions to close out those exposures during the 10‐day period referred to in Article 39 and create new exposures.
Article 40 2.
Investment firms shall maintain systems which ensure that any transfer as referred to in paragraph 1 is immediately reported to the competent authorities.

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe

3. Standarde asociate

Standarde
  • Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32019R2033
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