+Article 54 1.

Article 54 1.

Investment firms shall report on a quarterly basis to the competent authorities all of the following information:

(a) 

level and composition of own funds;

(b) 

own funds requirements;

(c) 

own funds requirement calculations;

(d) 

the level of activity in respect of the conditions set out in Article 12(1), including the balance sheet and revenue breakdown by investment service and applicable K‐factor;

(e) 

concentration risk;

(f) 

liquidity requirements.

By way of derogation from the first subparagraph, investment firms that meet the conditions for qualifying as small and non‐interconnected investment firms set out in Article 12(1) shall submit such reports on an annual basis.

1. Prezentare generală

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1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe

3. Standarde asociate

Standarde
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