+Articolul 66 Penalități cu titlu cominatoriu
---+Article 66 1.
---+Article 66 2.
---+Article 66 3.
---+Article 66 4.

Articolul 66 Penalități cu titlu cominatoriu

1. Prezentare generală

,
Article 66 1.

ESMA shall, by decision, impose periodic penalty payments in order to compel:

(a) 

a trade repository to put an end to an infringement in accordance with a decision taken pursuant to Article 73(1)(a); or

(b) 

a person referred to in Article 61(1):

(i) 

to supply complete information which has been requested by a decision pursuant to Article 61;

(ii) 

to submit to an investigation and in particular to produce complete records, data, procedures or any other material required and to complete and correct other information provided in an investigation launched by a decision pursuant to Article 62; or

(iii) 

to submit to an on-site inspection ordered by a decision taken pursuant to Article 63.
Article 66 2.
A periodic penalty payment shall be effective and proportionate. The periodic penalty payment shall be imposed for each day of delay.
Article 66 3.
Notwithstanding paragraph 2, the amount of the periodic penalty payments shall be 3 % of the average daily turnover in the preceding business year, or, in the case of natural persons, 2 % of the average daily income in the preceding calendar year. It shall be calculated from the date stipulated in the decision imposing the periodic penalty payment.
Article 66 4.
A periodic penalty payment shall be imposed for a maximum period of six months following the notification of ESMA’s decision. Following the end of the period, ESMA shall review the measure.

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe

3. Standarde asociate

Standarde
  • Builddate: 30.01.2027 00:00:00 -Doknr: CELEX:32012R0648
  • EULAW -

    EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

    DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.