+CHAPTER III OPERATING CONDITIONS FOR INVESTMENT FIRMS
---+SECTION 1 Information to clients and potential clients
------+Article 44
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------+Article 45
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------+Article 46
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------+Article 47
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------+Article 49
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------+Article 51
---+SECTION 2 Investment advice
------+Article 52
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------+Article 53
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---+SECTION 3 Assessment of suitability and appropriateness
------+Article 54
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------+Article 56
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---+SECTION 4 Reporting to clients
------+Article 59
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------+Article 63
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---+SECTION 5 Best execution
------+Article 64
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------+Article 65
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---+SECTION 6 Client order handling
------+Article 67
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------+Article 68
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------+Article 69
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------+Article 70
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---+SECTION 7 Eligible counterparties
------+Article 71
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---+SECTION 8 Record-keeping
------+Article 72
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------+Article 73
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---+SECTION 9 SME growth markets
------+Article 77
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------+Article 78
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------+Article 79
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---------+Article 79 2.

CHAPTER III OPERATING CONDITIONS FOR INVESTMENT FIRMS

CHAPTER III OPERATING CONDITIONS FOR INVESTMENT FIRMS

1. Prezentare generală

,
SECTION 1 Information to clients and potential clients SECTION 1 Information to clients and potential clients
SECTION 2 Investment advice SECTION 2 Investment advice
SECTION 3 Assessment of suitability and appropriateness SECTION 3 Assessment of suitability and appropriateness
SECTION 4 Reporting to clients SECTION 4 Reporting to clients
SECTION 5 Best execution SECTION 5 Best execution
SECTION 6 Client order handling SECTION 6 Client order handling
SECTION 7 Eligible counterparties SECTION 7 Eligible counterparties
SECTION 8 Record-keeping SECTION 8 Record-keeping
SECTION 9 SME growth markets SECTION 9 SME growth markets

1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe

3. Standarde asociate

Standarde