+Člen 12 2.

Člen 12 2.

Postopki, protokoli in orodja za beleženje v dnevnike iz odstavka 1 vsebujejo vse naslednje:

(a) 

opredelitev dogodkov, ki jih je treba zabeležiti v dnevnike, obdobje hrambe dnevnikov ter ukrepe za zaščito in obravnavo podatkov iz dnevnikov, ob upoštevanju namena, za katerega so dnevniki ustvarjeni;

(b) 

usklajenost ravni podrobnosti dnevnikov z njihovim namenom in uporabo, da se omogoči učinkovito odkrivanje neobičajnega ravnanja iz člena 24;

(c) 

zahtevo po beleženju dogodkov v zvezi z vsem naslednjim v dnevnike:

(i) 

nadzorom logičnega in fizičnega dostopa iz člena 21 ter upravljanjem identitete;

(ii) 

upravljanjem zmogljivosti;

(iii) 

upravljanjem sprememb;

(iv) 

delovanjem IKT, vključno z dejavnostmi sistema IKT;

(v) 

dejavnostmi v zvezi z omrežnim prometom, vključno z zmogljivostjo omrežja IKT;

(d) 

ukrepe za zaščito sistemov beleženja v dnevnike in informacij iz dnevnikov pred nedovoljenim spreminjanjem, brisanjem in nepooblaščenim dostopom v mirovanju, med prenosom in, kadar je primerno, v uporabi;

(e) 

ukrepe za odkrivanje odpovedi v sistemih beleženja v dnevnike;

(f) 

brez poseganja v morebitne veljavne regulativne zahteve v skladu s pravom Unije ali nacionalnim pravom, uskladitev ur vsakega od sistemov IKT finančnega subjekta na podlagi dokumentiranega zanesljivega referenčnega časovnega vira.

Za namene točke (a) finančni subjekti določijo obdobje hrambe ob upoštevanju poslovnih ciljev in ciljev glede informacijske varnosti, razloga za zabeleženje dogodka v dnevnik in rezultatov ocene tveganja na področju IKT.

1. Pregled

,

1.1 Sklici

1.2 Ugotovljene zahteve

1.3 Povezani standardi

2. Ugotovljene zahteve

Zahteve

3. Povezani standardi

Standardi
NOREA Security Monitoring (SIEM)

Put in place mechanisms to detect anomalous activities, including network performance issues, incidents (reported by the third-parties in the services that they provide), and potential material single points of failure. The mechanisms shall enable multi-layers of control, define alerting thresholds, monitoring on specific events and criteria to automatically trigger incident response. Identify and implement tools generating alerts of anomalous activities and behaviour, at least for ICT assets and information assets supporting critical or important functions. Devote sufficient resources to detection and monitoring activities, especially to cybersecurity attacks.
NOREA Event Identification for Logging

Identify events to be logged, covering logical access, physical access, identity management, capacity management, change management, ICT operation (including system activity), and network traffic activities (including network performance). Determine the level of detail for the logs, aligning with the purpose for which the logs were created and to enable effective detection of anomalous activities. Define retention periods for logs, considering business and security objectives, the purpose of recording logs, and risk assessments.

*Data reporting service providers shall, in addition, have in place systems that can effectively check trade reports for completeness, identify omissions and obvious errors, and request re-transmission of those reports.
NOREA Secure Handling of Log Data
Implement measures to secure and handle log data, taking into account the purpose for which the logs were created. Establish measures to detect failures in logging systems. Protect the recording of anomalous activities against tampering and unauthorised access at rest, in use, where relevant, and in transit.
NOREA Error Handling and Recovery
Establish guidelines for handling errors, including support and escalation contacts, as well as external support contacts in case of unexpected operational or technical issues. Define the procedures for ICT system restart, rollback, and recovery to be used in the event of an ICT system disruption. Ensure the contact details are available in case systems are unavailable as well.
NOREA ICT Monitoring

Develop, document and implement capacity and performance management procedures to identify capacity requirements of their ICT systems and apply resource optimisation and monitoring procedures to maintain and improve the availability of data and ICT systems and efficiency of ICT systems and prevent ICT capacity shortages.
NOREA Clock Synchronization Standardization

Ensure clock synchronization of all ICT systems to a single reliable reference source time.
NOREA System Management and Security

Provide system descriptions that encompass secure installation, maintenance, configuration, and deinstallation/disposal of ICT assets. This includes the management of assets, both automated and manual, and the identification and control of legacy ICT systems.
  • Builddate: 25.06.2024 00:00:00 -Doknr: CELEX:32024R1774
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