+30. Where a competent authority requires a member of staff or a member of its governance body who …

30. Where a competent authority requires a member of staff or a member of its governance body who …

Where a competent authority requires a member of staff or a member of its governance body who owns financial instruments referred to in Article 4a(8) of Directive 2013/36/EU, to sell or dispose of those instruments, that member should execute the sale or transfer the financial instruments within a reasonable timeframe established by the competent authority. The competent authority should take into account any obligations to hold instruments arising out of the remuneration requirements set out under Article 94 of Directive 2013/36/EU. Where the prospective member owns the financial instruments at the time of being hired or appointed, to the extent possible, such sale or disposal should be executed by the prospective member prior to taking office.

1. Översikt

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Rubrik Reglering

1.1 Referenser

1.2 Identifierade krav

1.3 Relaterade standarder

2. Identifierade krav

Krav
Källa Krav

3. Relaterade standarder

Standarder
Källa Krav
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.