+Article 67 1.

Article 67 1.

Investment firms shall satisfy the following conditions when carrying out client orders:

(a) 

ensure that orders executed on behalf of clients are promptly and accurately recorded and allocated;

(b) 

carry out otherwise comparable client orders sequentially and promptly unless the characteristics of the order or prevailing market conditions make this impracticable, or the interests of the client require otherwise;

(c) 

inform a retail client about any material difficulty relevant to the proper carrying out of orders promptly upon becoming aware of the difficulty.

1. Oversigt

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Titel Regulering

1.1 Referencer

1.2 Identificerede krav

1.3 Relaterede standarder

2. Identificerede krav

Krav
Kilde Krav

3. Relaterede standarder

Standarder
Kilde Krav