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+Article 67 1. |
Article 67 1.Investment firms shall satisfy the following conditions when carrying out client orders:
(a)
ensure that orders executed on behalf of clients are promptly and accurately recorded and allocated;
(b)
carry out otherwise comparable client orders sequentially and promptly unless the characteristics of the order or prevailing market conditions make this impracticable, or the interests of the client require otherwise;
(c)
inform a retail client about any material difficulty relevant to the proper carrying out of orders promptly upon becoming aware of the difficulty. 1. Oversigt
1.1 Referencer1.2 Identificerede krav1.3 Relaterede standarder2. Identificerede krav
3. Relaterede standarder
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