+Article 67 1.

Article 67 1.

Investment firms shall satisfy the following conditions when carrying out client orders:

(a) 

ensure that orders executed on behalf of clients are promptly and accurately recorded and allocated;

(b) 

carry out otherwise comparable client orders sequentially and promptly unless the characteristics of the order or prevailing market conditions make this impracticable, or the interests of the client require otherwise;

(c) 

inform a retail client about any material difficulty relevant to the proper carrying out of orders promptly upon becoming aware of the difficulty.

1. Overzicht

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Titel Regelgeving

1.1 Referenties

1.2 Geïdentificeerde eisen

1.3 Gerelateerde standaarden

2. Geïdentificeerde eisen

Eisen
Bron Eis

3. Gerelateerde standaarden

Standaarden
Bron Eis