+Article 67 1.

Article 67 1.

Investment firms shall satisfy the following conditions when carrying out client orders:

(a) 

ensure that orders executed on behalf of clients are promptly and accurately recorded and allocated;

(b) 

carry out otherwise comparable client orders sequentially and promptly unless the characteristics of the order or prevailing market conditions make this impracticable, or the interests of the client require otherwise;

(c) 

inform a retail client about any material difficulty relevant to the proper carrying out of orders promptly upon becoming aware of the difficulty.

1. Przegląd

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Tytuł Regulacja

1.1 Odwołania

1.2 Zidentyfikowane wymagania

1.3 Powiązane normy

2. Zidentyfikowane wymagania

Wymagania
Źródło Wymaganie

3. Powiązane normy

Normy
Źródło Wymaganie