+Article 67 6.

Article 67 6.

The insurance policy referred to in paragraph 4, point (b), shall include coverage against the risk of all of the following:

(a) 

loss of documents;

(b) 

misrepresentations or misleading statements made;

(c) 

acts, errors or omissions resulting in a breach of:

(i) 

legal and regulatory obligations;

(ii) 

the obligation to act honestly, fairly and professionally towards clients;

(iii) 

obligations of confidentiality;

(d) 

failure to establish, implement and maintain appropriate procedures to prevent conflicts of interest;

(e) 

losses arising from business disruption or system failures;

(f) 

where applicable to the business model, gross negligence in the safeguarding of clients’ crypto-assets and funds;

(g) 

liability of the crypto-asset service providers towards clients pursuant to Article 75(8).

1. Übersicht

,
Bezeichnung Regulierung

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen
Quelle Anforderung

3. Zugehörige Standards

Standards
Quelle Anforderung
  • Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32023R1114
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