9. options subject to behavioural risk, only where all of the following conditions are met: (a) the …

options subject to behavioural risk, only where all of the following conditions are met:

(a)	the option lies with a retail client;

(b)	a significant amount of these options are held in the trading book;

(c)	the behavioural risk of these options is assessed by the institution to be material.

1. Übersicht

Bezeichnung	Regulierung

Anforderungen
Quelle	Anforderung

Standards
Quelle	Anforderung