+9. options subject to behavioural risk, only where all of the following conditions are met: (a) the …

9. options subject to behavioural risk, only where all of the following conditions are met: (a) the …

9.

options subject to behavioural risk, only where all of the following conditions are met:

(a)

the option lies with a retail client;

(b)

a significant amount of these options are held in the trading book;

(c)

the behavioural risk of these options is assessed by the institution to be material.

1. Vue d’ensemble

,
Intitulé Réglementation

1.1 Références

1.2 Exigences identifiées

1.3 Normes associées

2. Exigences identifiées

Exigences
Source Exigence

3. Normes associées

Normes
Source Exigence