+9. options subject to behavioural risk, only where all of the following conditions are met: (a) the …
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9. options subject to behavioural risk, only where all of the following conditions are met: (a) the …
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9.
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options subject to behavioural risk, only where all of the following conditions are met:
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(a)
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the option lies with a retail client;
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(b)
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a significant amount of these options are held in the trading book;
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(c)
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the behavioural risk of these options is assessed by the institution to be material.
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1. Vue d’ensemble
| Intitulé |
Réglementation |
,
1.1 Références
1.2 Exigences identifiées
1.3 Normes associées
2. Exigences identifiées
Exigences
| Source |
Exigence |
3. Normes associées
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