+9. options subject to behavioural risk, only where all of the following conditions are met: (a) the …

9. options subject to behavioural risk, only where all of the following conditions are met: (a) the …

9.

options subject to behavioural risk, only where all of the following conditions are met:

(a)

the option lies with a retail client;

(b)

a significant amount of these options are held in the trading book;

(c)

the behavioural risk of these options is assessed by the institution to be material.

1. Pārskats

,
Nosaukums Regulējums

1.1 Atsauces

1.2 Identificētās prasības

1.3 Saistītie standarti

2. Identificētās prasības

Prasības
Avots Prasība

3. Saistītie standarti

Standarti
Avots Prasība