50. For investment firms with an overall SREP score 4 and, where necessary, for investment firms …

For investment firms with an overall SREP score 4 and, where necessary, for investment firms with an overall SREP score 3, based on the findings from previous assessments of SREP elements, competent authorities should determine an additional level of engagement, whereby more extensive supervisory resources and a higher frequency of assessment should be required (at least on a temporary basis), regardless of the category of the investment firm. Having regard to minimum frequency of the assessment of all SREP elements specified in the next subchapters and in Table 2, the more frequent assessments may cover specific SREP elements where particular attention is needed due to higher risk, or the full SREP assessment.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

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