+182. Competent authorities should focus on these sources of inherent risk where relevant: a. reuse …

182. Competent authorities should focus on these sources of inherent risk where relevant: a. reuse …

Competent authorities should focus on these sources of inherent risk where relevant:

  • a. reuse of collateral held;
  • b. liquidation rights on assets;
  • c. collateral depreciation;
  • d. delegations incoming from and out-coming to other financial entities;
  • e. types of assets;
  • f. operations or failure to perform operations on events linked to assets (vote for general assembly, coupon payment, rights issues). Client orders handled (COH)

1. Overview

,

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.