29. Competent authorities should assess the suitability of the at least two persons effectively …

Competent authorities should assess the suitability of the at least two persons effectively directing the business of the TCB or, where applicable, the members of the local management committee, in accordance with the requirements set out for the assessment of the members of the management body under Article 91 of CRD as specified in the Joint EBA and ESMA Guidelines on the assessment of suitability of the members of the management body in accordance with Article 91(11) and 91a(8)) of Directive 2013/36/EU (CRD) and Article 9 of Directive 2014/65/EU (MiFID II)²⁹ , that apply mutatis mutandis and in line with Article 48g(1) CRD . Where applicable, competent authorities should also assess the suitability of the key function holder(s) in accordance with the same Joint EBA and ESMA Guidelines.

1. Overview

1.1 References

• Article 91 Management body and suitability assessment
• Article 9 Management body

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.