+CHAPTER VIII Supervision
---+Article 38 Supervision by the competent authorities
------+Article 38 1.
------+Article 38 2.
------+Article 38 3.
------+Article 38 4.
------+Article 38 5.
---+Article 39 Powers of competent authorities
---+Article 40 Penalties and other measures
------+Article 40 1.
------+Article 40 2.
---+Article 41 Specific measures
------+Article 41 1.
------+Article 41 2.
---+Article 42 Powers and competences of ESMA
------+Article 42 1.
------+Article 42 2.
------+Article 42 3.
---+Article 43 Cooperation between authorities
------+Article 43 1.
------+Article 43 2.
------+Article 43 3.
------+Article 43 4.

CHAPTER VIII Supervision

1. Overview

Summary	Regulation
Article 38 Supervision by the competent authorities
Article 39 Powers of competent authorities	Article 39 Powers of competent authorities Without prejudice to powers vested in competent authorities in accordance with Directive 2009/65/EC or 2011/61/EU, as applicable, competent authorities shall, in accordance with national law, have all supervisory and investigatory powers that are necessary for the exercise of their functions with respect to this Regulation. They shall, in particular, have the power to do all of the following: (a) request access to any document in any form, and to receive or take a copy thereof; (b) require an MMF or the manager of an MMF to provide information without delay; (c) require information from any person related to the activities of an MMF or the manager of an MMF; (d) carry out on-site inspections with or without prior announcement; (e) take appropriate measures to ensure that an MMF or the manager of an MMF continues to comply with this Regulation; (f) issue an order to ensure that an MMF or the manager of an MMF complies with this Regulation and desists from a repetition of any conduct that could infringe this Regulation.
Article 40 Penalties and other measures
Article 41 Specific measures
Article 42 Powers and competences of ESMA
Article 43 Cooperation between authorities

Requirements
Source	Requirement

Standards
Source	Requirement

Builddate: 24.12.2024 00:00:00 -Doknr: CELEX:32017R1131
EULAW -
EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.