+CHAPTER 2 Obligations for all crypto-asset service providers
---+Article 66 Obligation to act honestly, fairly and professionally in the best interests of clients
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---+Article 67 Prudential requirements
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---+Article 68 Governance arrangements
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---+Article 69 Information to competent authorities
---+Article 70 Safekeeping of clients’ crypto-assets and funds
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---+Article 71 Complaints-handling procedures
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---+Article 72 Identification, prevention, management and disclosure of conflicts of interest
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---+Article 74 Orderly wind-down of crypto-asset service providers

CHAPTER 2 Obligations for all crypto-asset service providers

CHAPTER 2 Obligations for all crypto-asset service providers

1. Overview

,
Article 66 Obligation to act honestly, fairly and professionally in the best interests of clients
Article 67 Prudential requirements
Article 68 Governance arrangements
Article 69 Information to competent authorities

Article 69

Information to competent authorities

Crypto-asset service providers shall notify their competent authority without delay of any changes to their management body, prior to the exercise of activities by any new members, and shall provide their competent authority with all of the necessary information to assess compliance with Article 68.
Article 70 Safekeeping of clients’ crypto-assets and funds
Article 71 Complaints-handling procedures
Article 72 Identification, prevention, management and disclosure of conflicts of interest
Article 73 Outsourcing
Article 74 Orderly wind-down of crypto-asset service providers

Article 74

Orderly wind-down of crypto-asset service providers

Crypto-asset service providers that provide the services referred to in Articles 75 to 79 shall have in place a plan that is appropriate to support an orderly wind-down of their activities under applicable national law, including the continuity or recovery of any critical activities performed by those service providers. That plan shall demonstrate the ability of crypto-asset service providers to carry out an orderly wind-down without causing undue economic harm to their clients.

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32023R1114
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