+CHAPTER V ADMINISTRATIVE PENALTIES AND OTHER MEASURES
---+Article 22
------+Article 22 1.
------+Article 22 2.
---+Article 23
---+Article 24
------+Article 24 1.
------+Article 24 2.
------+Article 24 3.
------+Article 24 4.
---+Article 25
---+Article 26
---+Article 27
------+Article 27 1.
------+Article 27 2.
------+Article 27 3.
---+Article 28
------+Article 28 1.
------+Article 28 2.
------+Article 28 3.
------+Article 28 4.
---+Article 29
------+Article 29 1.
------+Article 29 2.
------+Article 29 3.
------+Article 29 4.
---+Article 29a Accessibility of information on the European single access point
------+Article 29a 1.
------+Article 29a 2.
------+Article 29a 3.
------+Article 29a 4.
------+Article 29a 5.
------+Article 29a 6.
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CHAPTER V ADMINISTRATIVE PENALTIES AND OTHER MEASURES
CHAPTER V ADMINISTRATIVE PENALTIES AND OTHER MEASURES
1. Overview
| Summary |
Regulation |
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Article 22
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Article 23
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Article 23
Competent authorities shall exercise their powers to impose sanctions in accordance with this Regulation and national law in any of the following ways:
(b)
in collaboration with other authorities;
(c)
under their responsibility by delegation to such authorities;
(d)
by application to the competent judicial authorities.
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Article 24
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Article 25
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Article 25
The competent authorities shall apply the administrative sanctions and measures referred to in Article 24(2) taking into account all relevant circumstances including, where appropriate:
(a)
the gravity and the duration of the infringement;
(b)
the degree of responsibility of the person responsible for the infringement;
(c)
the impact of the infringement on retail investors' interests;
(d)
the cooperative behaviour of the person responsible for the infringement;
(e)
any previous infringements by the person responsible for the infringement;
(f)
measures taken after the infringement by the person responsible for the infringement to prevent its repetition.
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Article 26
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Article 26
Decisions to impose sanctions and measures taken pursuant to this Regulation shall be subject to a right of appeal.
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Article 27
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Article 28
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Article 29
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Article 29a Accessibility of information on the European single access point
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,
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32014R1286
- EULAW -
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