+Guidelines on passport notifications for credit intermediaries (EBA/GL/2015/19)
---+3. Implementation
------+Date of application
---------+10. These guidelines apply from 21 March 2016, except that the information requirements referred to …
---+4. Guidelines on passport notifications
------+1. Exercise of the freedom to provide services
------+2. Exercise of the freedom of establishment
------+3. Transmission of the notification
------+4. Registration
------+5. Notification of changes to the information in the initial notification
---+Annex 1 – Notification form for exercising the freedom to provide services
---+Annex 2 – Notification form for exercising the freedom of establishment
---+1. Compliance and reporting obligations
------+Status of these guidelines
---------+1. This document contains guidelines issued pursuant to Article 16 of Regulation (EU) No 1093/2010 …
---------+2. Guidelines set the EBA view of appropriate supervisory practices within the European System of …
------+Reporting requirements
---------+3. According to Article 16(3) of Regulation (EU) No 1093/2010, competent authorities must notify …
---------+4. Notifications will be published on the EBA website, in line with Article 16(3).
---+2. Subject matter, scope and definitions
------+Scope of application
---------+6. These guidelines apply to passport notifications in relation to the exercise of the freedom of …
------+Addressees
---------+7. The guidelines are addressed to competent authorities as defined in Article 4(2) of Regulation …
---------+8. Irrespective of whether or not an EBA authority is addressed under paragraph 7, where a Member …
------+Definitions
---------+9. Unless otherwise specified, terms used and defined in Directive 2014/17/EU have the same meaning …
------+Subject matter
---------+5. These guidelines deal with the requirement for competent authorities of the home Member States …
 English - European Union - Financial Industry -

Guidelines on passport notifications for credit intermediaries (EBA/GL/2015/19)

Guidelines on passport notifications for credit intermediaries (EBA/GL/2015/19)

https://www.eba.europa.eu/legacy/regulation-and-policy/regulatory-activities/passporting-and-supervision-branches/guidelines – PDF

1. Overview

,
1. Compliance and reporting obligations

1. Compliance and reporting obligations
2. Subject matter, scope and definitions

2. Subject matter, scope and definitions
3. Implementation

3. Implementation
4. Guidelines on passport notifications

4. Guidelines on passport notifications
Annex 1 – Notification form for exercising the freedom to provide services

Date of transmission of this notification 1 from the home to the host competent DD/MM/YYYYY authority

2 Host Member State

3 Type of notificationFirst notification Change to previous notification

4 Name of credit intermediary

5 Date of birth in case of natural person DD/MM/YYYYY

6 Home State registration number

7 Head office address

8 Email

9 Telephone number

10 Fax number

11 Name of home competent authority

12 Home Member State

13 Web address of the online register

To the extent available, services to be 14 provided by the credit intermediary inoffers/presents credit agreements assists in preparatory/pre-contractual administration work
the host Member Stateconcludes credit agreements provides advisory services Yes
15 Tied credit intermediaryNo

16 In the case of a tied credit intermediary:

  • a) Name and registration number of a) ………………………………………………….. the creditor(s) or groups to which the intermediary is tied in the host Member State
  • b) Whether the credit intermediary is b) ..................................................... exclusively tied to only one creditor
  • c) Confirmation that the creditor(s) c) ..................................................... take full and unconditional responsibility for the credit intermediation activities
Annex 2 – Notification form for exercising the freedom of establishment

Date of transmission of this notification 1 from the home to the host competent DD/MM/YYYYY authority

2 Host Member State

3 Type of notificationFirst notification Change to previous notification

4 Name of credit intermediary

5 Date of birth in case of natural person DD/MM/YYYYY

6 Home State registration number

7 Head office address

8 Email

9 Telephone number

10 Fax number

11 Name of home competent authority

12 Home Member State

13 Web address of the online register

Branch details (to the extent available at the time of notification)

  • • Address 14 • Telephone number
  • • Email
  • • Fax number Name(s) and date(s) of birth of natural person(s) responsible for the 15 management of the branch (to the extent available at the time of notification)
To the extent available, services to be 16 provided by the credit intermediary in the host Member Stateoffers/presents credit agreements assists in preparatory/pre-contractual administration work concludes credit agreements provides advisory services Yes
17 Tied credit intermediaryNo

In the case of a tied credit intermediary:

  • a) Name and registration number of a) ………………………………………………….. the creditor(s) or groups to which the intermediary is tied in the host Member State

18

  • b) Whether the credit intermediary is b) ..................................................... exclusively tied to only one creditor
  • c) Confirmation that the creditor(s) c) ..................................................... take full and unconditional responsibility for the credit intermediation activities

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/