32. Where an institution intends to make use of the alternative treatment with a tri-party agent …

Where an institution intends to make use of the alternative treatment with a tri-party agent, it should notify ex-ante the competent authority. The notification should at least comprise the following elements:

• a. a confirmation of its intention to use the alternative treatment;
• b. a description of the main elements of the service agreement;
• c. the identification of the tri-party agent(s) that it intends to use;
• d. a declaration approved by the management body of the institution that the use of the alternative treatment complies with the requirements of these guidelines.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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