+2. Subject matter, scope and definitions
---+Subject matter
------+5. These guidelines specify further the internal governance arrangements, processes and mechanisms …
---+Addressees
---+Scope of application
------+6. These guidelines apply in relation to institution s’ governance arrangements, including their …
------+7. The guidelines intend to embrace all existing board structures and do not advocate any …
------+8. The terms ‘management body in its management function’ and ‘management body in its supervisory …
------+9. In Member States where the management body delegates, partially or fully, the executive …
------+10. In Member States where some responsibilities are directly exercised by shareholders, members or …
------+11. The definitions of CEO, chief financial officer (CFO) and key function holder used in these …
------+12. Institutions should comply and competent authorities should ensure that institutions comply …
---+Definitions
------+13. Unless otherwise specified, terms used and defined in Directive 2013/36/EU and Regulation (EU) …

2. Subject matter, scope and definitions

2. Subject matter, scope and definitions

1. Overview

,
Subject matter

Subject matter
Addressees

These guidelines are addressed to competent authorities as defined in point (i) of Article 4 2) of Regulation (EU) 1093/2010, and to financial institutions as defined in Article 4(1) of Regulation (EU) 1093/2010 that are either institutions for the purposes of the application of Directive 2013/36/EU as defined in point 3 of Article 3(1) of Directive 2013/36/EU also having regard to Article 3 (3) of that Directive or investment firms subject to Title VII of Directive 2013/36/EU in application of Article 1(2) and (5) of Regulation 2019/2033/EU ( ‘ institutions ’ ).
Scope of application

Scope of application
Definitions

Definitions

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/