Definitions

Unless otherwise specified, terms used and defined in the CRR, in the CRD, in Regulation 2019/2033¹¹ on prudential regulation of investment firms and in Directive 2019/2034¹² on the supervision of investment firms have the same meaning in the Guidelines.

¹¹ Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014

¹² Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU

In addition, for the purposes of these Guidelines, the following definitions apply:

The competent authority as defined Article AML/CFT supervisor 4(2)(iii) of Regulation (EU) No 1093/2010

CAM Common assessment methodology