31. In order to ensure clarity and legal certainty, competent authorities should clearly define …

In order to ensure clarity and legal certainty, competent authorities should clearly define such restrictions. By way of example, competent authorities may apply restrictions to the authorisation imposing a requirement to only take deposits up to a specific amount per depositor, or to only issue specific types of securities or to issue securities to only specific types of investors. The lifting of the applied restrictions should be subject to a proportionate assessment by the competent authority consistently with paragraph 18.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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