+82. Where investment firms are authorised to provide the services and activities listed in point …
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82. Where investment firms are authorised to provide the services and activities listed in point …
Where investment firms are authorised to provide the services and activities listed in point (2), (3), (4), (6) and (7) of Section A of Annex 1 to Directive 2014/65/EC, as a general principle a higher level of sophistication should be expected, in particular, if the investment firm is authorised to hold clients’ money or assets.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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