104. Requests for prior approval should include all names or another unique identifier for …

Requests for prior approval should include all names or another unique identifier for identified staff for whom an exclusion should apply, the percentage of the business unit’s contribution to the investment firm’s total own funds requirement in which the staff member is active and the analysis of the impact of staff on the investment firm’s risk profile for each identified staff member. Where identified staff are active in the same business unit and have the same function, a joint assessment should be made.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/