+7. These guidelines are addressed to competent authorities as referred to in Article 4(2), point …
|
7. These guidelines are addressed to competent authorities as referred to in Article 4(2), point …
These guidelines are addressed to competent authorities as referred to in Article 4(2), point - (viii) of Regulation (EU) 1093/2010 and defined in Article 3(1), point 5 of Directive (EU) 2019/2034, and to financial institutions as referred to in Article 4(1) of Regulation (EU) 1093/2010 that are investment firms as defined in Article 4(1)(1) of Directive (EU) 2014/65, that do not fall under Article 2(2) of Directive (EU) 2019/2034 and do not meet all of the conditions to qualify as small and non-interconnected investment firms under Article 12(1) of Regulation (EU) 2019/2033.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
|