+13. In Member States where some responsibilities are directly exercised by shareholders, members or …
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13. In Member States where some responsibilities are directly exercised by shareholders, members or …
In Member States where some responsibilities are directly exercised by shareholders, members or owners of the investment firms instead of the management body, investment firms should ensure that such responsibilities and related decisions are in line, as far as possible, with these guidelines applicable to the management body.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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