102. Notwithstanding the above, investment firms should take into consideration that being a …

Notwithstanding the above, investment firms should take into consideration that being a shareholder of an investment firm or using other services of an investment firm should not lead to a situation where staff are considered to have a conflict of interest if they stay within an appropriate de minimis threshold.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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