+Title 1 General provisions
---+1.1 Compliance and reporting obligations
------+Status of these guidelines
---------+1. This document contains guidelines issued pursuant to Article 16 of Regulation (EU) No 1093/2010 …
---------+2. Guidelines set the EBA and ESMA view of appropriate supervisory practices within the European …
------+Reporting requirements
---------+3. According to Article 16(3) of Regulation (EU) No 1093/2010, competent authorities must notify …
---------+4. Notifications will be published on the EBA website, in line with Article 16(3).
---+1.2 Subject matter, scope and definitions
------+Subject matter
---------+5. These guidelines specify the common procedures and methodologies for the functioning of the …
------+Scope of application
---------+6. These guidelines apply in relation to the supervisory review and evaluation process (SREP) of …
---------+7. Competent authorities should apply these guidelines at the highest level of consolidation in …
---------+8. Where an investment firm has a subsidiary in the same Member State a proportionate approach for …
---------+9. For investment firm groups, including groups with undertakings established in third countries …
------+Addressees
---------+10. These guidelines are addressed to competent authorities as defined in Article 4(2), point …
------+Definitions
---------+11. Unless otherwise specified, terms used and defined in Regulation (EU) 2019/2033 , Directive …
---+1.3 Implementation
------+Date of application
---------+12. These guidelines apply from 19.06.2023.
---------+13. These guidelines are immediately applicable to the SREP exercises initiated in 2023.
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Title 1 General provisions
Title 1 General provisions
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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