39. Competent authorities should separately assign scores to summarise the level of risk posed to …

Competent authorities should separately assign scores to summarise the level of risk posed to the viability of the investment firm based on the outcomes of the assessment of the four SREP elements:

• a. business model and strategy, in accordance with the criteria specified in Title 4;
• b. internal governance and firm-wide controls, in accordance with the criteria specified in Title 5;
• c. capital adequacy, in accordance with the criteria specified in Title 7; and
• d. liquidity adequacy, in accordance with the criteria specified in Title 9.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/