49. Where competent authorities determine that investment firms have similar risk profiles, they …

Where competent authorities determine that investment firms have similar risk profiles, they may conduct thematic SREP assessments on multiple investment firms as a single assessment (notably BMA may be conducted on all small investment firms that receive and transmit orders on a few classes of assets, given that it is likely to identify the same business viability issues for all these investment firms). Competent authorities may also use tailored methodologies for the application of the SREP for investment firms with similar risk profiles.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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