56. In order to ensure appropriate frequency of supervisory activities related to SREP for category …

In order to ensure appropriate frequency of supervisory activities related to SREP for category 2 investment firms, competent authorities should:

• a. monitor key indicators on a quarterly basis;
• b. update the assessments of all individual SREP elements at least every 3 years;
• c. have engagement with the investment firm’s management body and senior management at least with the same frequency as the assessment of all SREP elements.

2.4.3 Category 3 investment firms

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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