100. In line with the EBA Guidelines on internal governance , the assessment of the internal …

In line with the EBA Guidelines on internal governance¹⁵ , the assessment of the internal governance framework should include the verification of the existence of governance arrangements and mechanisms to ensure that the investment firm complies with applicable AML/CFT requirements and takes into account any supplementary information received from the AML/CFT supervisors on the assessment of these arrangements and mechanisms.

¹⁵ EBA Guidelines on Internal Governance under Directive (EU) 2019/2034 (EBA/GL/2021/14).

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/